How FINRA IT drives AI-powered oversight at a colossal scale

Ivan Black, Director of Engineering, Delivery Services, FINRA

RevX NYC, May 22, 2024

Abstract

FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets. That translates into massive transaction data volumes to analyze against regulatory and operational frameworks. FINRA, nonetheless, overcomes this monumental challenge. Part of the answer is in its ability to harness AI/ML to scale its oversight. Domino is joined by FINRA’s Ivan Black, Director of Engineering, Delivery Services, who will share with us the lessons his IT team learned from their epic AI enablement journey.

FINRA runs Domino in a VPC on AWS GovCloud(US), leveraging Amazon IAM in Domino's platform for security. Learn more about the Domino and AWS partnership.